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Texts > Access by topic > Investment Services Providers
Home
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Texts > Access by topic > Investment Services Providers
Services providers / AMF General Regulations
25/01/2010 :
General Regulation of the AMF - Book III - Service providers (Last amended on 24 December 2009)
Services providers / CMF General Regulation
14/08/2003 :
Title VI : Custody and account-keeping of financial instruments
Services providers / AMF Instructions
22/09/2008 :
Instruction 2008-05 of 29 July 2008 on reporting suspicious transactions
13/12/2007 :
Instruction 2007-02 of 18 January 2007 on investment support services (modified)
09/11/2007 :
Instruction 2007-06 of 10 July 2007 on reporting to the AMF information on transactions on financial instruments by investment services providers and branches (in force with effect from 1 November 2007)
30/01/2006 :
Instruction 2006-01 of 24 January 2006 on suspicious transaction reporting (repealed)
Services providers / CMF General Decisions
02/07/2002 :
Answers to questions on decision 2002-02
27/09/1999 :
Implementation instruction for CMF Decision n° 98-28
Services providers / AMF Recommendations
24/12/2008 :
AMF recommendations for management companies managing French funds that may be affected by the Madoff affair
30/07/2007 :
AMF recommendation on the production of independent research for large-scale securities offerings intended for retail investors
24/04/2007 :
AMF Recommendation on Shareholder Participation in general Meetings (modified)
Services providers / AMF Position
30/12/2009 :
Frequently asked questions about proprietary trading by investment services providers during offer periods
25/09/2008 :
Standard form for disclosing short positions pursuant to the AMF measures announced on 19 September 2008 in respect of the securities of financial institutions
24/09/2008 :
Frequently asked questions about the AMF news release: Short-selling: Ban on unsecured transactions and transparency of short positions in financial sector securities
09/11/2007 :
The AMF clarifies the rules for private placements on Alternext
03/10/2007 :
The responsability of investment management companies in determining the eligibility of assets for investment by collective investment schemes
27/12/2005 :
General principles concerning advertisements for public issues of indexed financial instruments or instruments with embedded options
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