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Texts > Access by topic > Investment Services Providers
Home - Texts > Access by topic > Investment Services Providers

 
   
 Services providers / AMF General Regulations
25/01/2010 : 
General Regulation of the AMF - Book III - Service providers (Last amended on 24 December 2009)


 

   
   
 Services providers / CMF General Regulation
14/08/2003 : 
Title VI : Custody and account-keeping of financial instruments


 

   
 Services providers / AMF Instructions
22/09/2008 : 
Instruction 2008-05 of 29 July 2008 on reporting suspicious transactions

13/12/2007 : 
Instruction 2007-02 of 18 January 2007 on investment support services (modified)

09/11/2007 : 
Instruction 2007-06 of 10 July 2007 on reporting to the AMF information on transactions on financial instruments by investment services providers and branches (in force with effect from 1 November 2007)

30/01/2006 : 
Instruction 2006-01 of 24 January 2006 on suspicious transaction reporting (repealed)


 

   
   
 Services providers / CMF General Decisions
02/07/2002 : 
Answers to questions on decision 2002-02

27/09/1999 : 
Implementation instruction for CMF Decision n° 98-28


 

   
 Services providers / AMF Recommendations
24/12/2008 : 
AMF recommendations for management companies managing French funds that may be affected by the Madoff affair

30/07/2007 : 
AMF recommendation on the production of independent research for large-scale securities offerings intended for retail investors

24/04/2007 : 
AMF Recommendation on Shareholder Participation in general Meetings (modified)


 

   
   
   
 Services providers / AMF Position
30/12/2009 : 
Frequently asked questions about proprietary trading by investment services providers during offer periods

25/09/2008 : 
Standard form for disclosing short positions pursuant to the AMF measures announced on 19 September 2008 in respect of the securities of financial institutions

24/09/2008 : 
Frequently asked questions about the AMF news release: Short-selling: Ban on unsecured transactions and transparency of short positions in financial sector securities

09/11/2007 : 
The AMF clarifies the rules for private placements on Alternext

03/10/2007 : 
The responsability of investment management companies in determining the eligibility of assets for investment by collective investment schemes

27/12/2005 : 
General principles concerning advertisements for public issues of indexed financial instruments or instruments with embedded options


 

   
 

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